The U.S. Response

When it became apparent that the EC was serious about forming a single market by the end of 1992, other economies wondered how they would be able to sell their products in "Fortress Europe." Members of the American quality community were acutely aware of what was going on in Europe  and recognized that U.S. manufacturers would have to deal with the EC.

"Some U.S. industry leaders feared that potential European customers and partners would be reluctant to accept American products without a shared set of quality standards," said Connie Conboy, chair of the board of the ANSI-ASQ National Accreditation Board. "Appropriate oversight of the certification quality process was needed to provide assurance to customers on both sides of the Atlantic."

Some ASQ (then ASQC) members, (including Richard Freund, Donald Marquardt, and Robert Peach, who had been active participants in developing the ISO 9000-series standards), were confident that there were methods that could be put in place so organizations in the United States could be evaluated and officially recognized.

Peach was put in charge of a study to determine the feasibility of ASQ operating an evaluation organization to certify that a company meets requirements - what's now known as a certification body or registrar. The "ASQC Quality System Registration Study," published in February 1988, stimulated a great deal of discussion and correspondence when it was presented to the ASQ board of directors.

Concerns were expressed about ASQ's involvement, mostly having to do with liability and a presumed conflict of interest. Eventually, a counterproposal emerged: Instead of operating as a certification body for quality management systems, ASQ should oversee the certification system in the United States. Such a role then existed only in the United Kingdom and the Netherlands.

Ultimately, it was agreed that an oversight body was needed in the United States and ASQ should play a role. It was proposed that ASQ form a legally separate entity for this role, as the nature of the work was so different from the membership activities of ASQ. The ASQ board of directors approved the proposal and the necessary investment in late 1988.

ASQ announced formation of a new entity for accreditation of quality system certification bodies and the naming of George Lofgren as its director on January 29, 1990. The news release said, "The Registrar Accreditation Board will be responsible for assuring the competence of third-party organizations that assess suppliers and for granting accreditation attesting to that competency, thereby facilitating domestic and international trade."

RAB Is Launched

Prior to ASQ's board of directors approving formation of the Registrar Accreditation Board (RAB), Lofgren had written to ASQ seeking employment. After more than 34 years with Square D, his job was to be moved to Lexington, KY, so he was looking for work that would allow him to remain in Milwaukee, while continuing in the quality profession.

In January 1989, ASQ contacted Lofgren. After interviews with Freund, Peach, then-ASQ president Spencer Hutchens Jr., and ASQ executive director Paul Borawski, he was offered and accepted the job of establishing RAB. ASQ was eager to get Lofgren on board so he could attend a lead auditor training course. His first day as RAB's first employee was April 24, 1989, at the first day of the training course in Austin, TX.

Borawski told Lofgren that it was expected to take six months to get RAB up and running, after which ASQ would find other work for him. Borawski didn't have to make good on that promise. When RAB was incorporated more than six months later on November 13, 1989, there was much more work to do.

Lofgren felt both excitement and trepidation about putting together the new organization. "It was exhilarating. I had never had the opportunity to do something like this, but neither had anyone else in the United States. I felt confident that I could do it," he said. "As far as qualifications for the job go, there was very little experience anywhere in the world."

Initially, RAB was a one-man show. "A lot of stuff had to go through a small funnel," Lofgren said. "RAB couldn't hire anybody because we didn't have the money. We didn't get any kind of stipend from anybody."

RAB borrowed money from ASQ to function and at one point owed $500,000 to ASQ. The ASQ loan was paid off, with interest, in October 1994.

Lofgren assembled a board of directors, whose first meeting was in Baltimore, MD, on March 6, 1990. Members included Lofgren, Borawski, James Chittick of Dow Corning Corp., Marquardt and Carl Munro of Dupont, J.L. (Pete) Pence of Bellcore, Joseph Tiratto of the American Bureau of Shipping, and Peach, who served as chair.

Lofgren credited his board of directors with providing great support. "They were a marvelous group of people. Not all were involved in quality activities," he said. "They were committed to doing their work properly, and met at least once a month for the first few years."

Recognizing that Lofgren needed technical help, volunteers were recruited.  Ed Barabas of Bellcore, Norm Siefert of White Rogers, John Stratton of Eastman Kodak, and Jack Wyler of Dow Corning first met with Lofgren at ASQ's annual conference in San Francisco in 1991 to form the RAB Procedures Development and Implementation Committee. Their mission was to develop the procedures by which RAB would function and then put them into place. They subsequently met at least monthly in Chicago, divvying up tasks to complete them independently between meetings and then critiquing each others' work at the next meeting.

"RAB's accreditation criteria, policies, and procedures were developed after carefully considering current accepted standards and current practices where similar systems operate," Stratton wrote in a January 1992 Quality Progress article. "Mutual recognition and acceptance of the RAB accreditation process are very important to registrars seeking accreditation by RAB and to U.S. businesses and industries participating in the registration process."

Barabas, Siefert, Stratton, and Wyler conducted the initial assessments of the certification bodies that participated in RAB's pilot program. Working together, they gained insight into how their procedures were working. Lofgren witnessed but did not participate in these assessments. Initial accreditation decisions were made by RAB's board of directors.

By 1990, the RAB organization consisted of a board of directors, Accreditation Council, and Technology Council (later the Operations Council). Members of each body represented various interests involved in accreditation, with no single interest predominating. All served as unpaid volunteers. Assessors were engaged for specific assignments, and the administrative staff (Lofgren and a secretary who was hired fairly early on) was responsible for day-to-day operations.

The board of directors was responsible for developing RAB policy and long-range plans, establishing a fee structure, overseeing finances and accreditation operations, and serving as  the final authority on appeals against RAB decisions. The Accreditation Council approved accreditation criteria, reviewed and evaluated information about applicants for accreditation, granted or denied accreditation, and heard initial appeals. The Technology Council recommended accreditation criteria, developed checklists for assessments and criteria for qualification of assessors, approved individual assessors, selected assessors for specific assignments, and provided guidance to assessors.

A March 3, 1991, ASQ news release announced RAB's first accreditation of a quality system certification body, Quality Systems Registrars, Inc., which still maintains its accreditation. Less than four years later, RAB had accredited 25 certification bodies and had nine applicants seeking accreditation.

Next: The ANSI Connection

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